Wendy currently serves as the Investment Operations Manager and works as a direct liaison between our advisors and our custodian Charles Schwab & Co., Inc. She oversees the day-to-day operations and manages new accounts, reconciliations, and balancing of client accounts along with client requests. She also works closely with our Chief Compliance Officer to maintain SEC compliance guidelines and oversees the back-office procedures. Wendy coordinates with our team of advisors to maintain the ultimate customer service standard for our clients.
Wendy lives north of Birmingham near Smith Lake and loves being on the lake. She and her husband Jason have three daughters, Ashleigh, Katie, and Bailey, along with two sons-in-law, Sean and Garrett. She is thrilled to be a grandparent and has three adorable additions to their growing family. When not in the office, Wendy enjoys hunting, boating on the lake, and spending time with family and friends.